Pang Chap Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pang Chap Li (李鵬集), a licensed Responsible Officer with CE reference AOJ800. Currently licensed at 2 firm(s): Riches Depot Securities Co., Limited, N Plus Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 18.3 years of SFC licence history. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riches Depot Securities Co., Limited 聚富證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-09-08 | present |
| N Plus Capital Limited | RO | Type 4 - Advising on securities | 2026-09-08 | present |
| N Plus Capital Limited | RO | Type 9 - Asset management | 2026-09-08 | present |
| Riches Depot Securities Co., Limited 聚富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-08-20 | 2026-09-08 |
| N Plus Capital Limited | Rep | Type 4 - Advising on securities | 2026-08-20 | 2026-09-08 |
| N Plus Capital Limited | Rep | Type 9 - Asset management | 2026-08-20 | 2026-09-08 |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
Rep | Type 1 - Dealing in securities | 2026-06-01 | 2026-07-21 |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-01 | 2026-07-21 |
| Azure Tide Capital Limited 海泉盛資本有限公司 |
Rep | Type 9 - Asset management | 2026-06-01 | 2026-07-21 |
| JQ Investments (HK) Limited | RO | Type 1 - Dealing in securities | 2025-10-06 | 2026-04-26 |
| JQ Investments (HK) Limited | RO | Type 4 - Advising on securities | 2025-10-06 | 2026-04-26 |
| JQ Investments (HK) Limited | RO | Type 9 - Asset management | 2025-10-06 | 2026-04-26 |
| JQ Investments (HK) Limited | Rep | Type 1 - Dealing in securities | 2025-09-02 | 2025-10-06 |
| JQ Investments (HK) Limited | Rep | Type 4 - Advising on securities | 2025-09-02 | 2025-10-06 |
| JQ Investments (HK) Limited | Rep | Type 9 - Asset management | 2025-09-02 | 2025-10-06 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 9 - Asset management | 2025-03-12 | 2025-08-08 |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-12 | 2025-08-08 |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 4 - Advising on securities | 2025-03-12 | 2025-08-08 |
| Differ Financial and Securities Limited 鼎豐金融證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-06 | 2024-02-08 |
| Differ Financial and Securities Limited 鼎豐金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-03 | 2018-08-06 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-10 | 2018-06-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-17 | 2017-08-10 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-28 | 2016-05-11 |
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-06 | 2015-01-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pang Chap Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.