Pang Chap Li
李鵬集
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pang Chap Li (李鵬集), CE reference AOJ800. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JQ Investments (HK) Limited |
RO | Type 1 — Dealing in securities | 2025-10-06 | 2026-04-26 |
| JQ Investments (HK) Limited |
RO | Type 4 — Advising on securities | 2025-10-06 | 2026-04-26 |
| JQ Investments (HK) Limited |
RO | Type 9 — Asset management | 2025-10-06 | 2026-04-26 |
| JQ Investments (HK) Limited |
Rep | Type 1 — Dealing in securities | 2025-09-02 | 2025-10-06 |
| JQ Investments (HK) Limited |
Rep | Type 4 — Advising on securities | 2025-09-02 | 2025-10-06 |
| JQ Investments (HK) Limited |
Rep | Type 9 — Asset management | 2025-09-02 | 2025-10-06 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 9 — Asset management | 2025-03-12 | 2025-08-08 |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-12 | 2025-08-08 |
| Sinomax Securities Limited 佳富達證券有限公司 |
RO | Type 4 — Advising on securities | 2025-03-12 | 2025-08-08 |
| Differ Financial and Securities Limited 鼎豐金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-06 | 2024-02-08 |
| Differ Financial and Securities Limited 鼎豐金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-03 | 2018-08-06 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-10 | 2018-06-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-17 | 2017-08-10 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-28 | 2016-05-11 |
| Henik Securities Limited 恒億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-06 | 2015-01-16 |