Edmond de Rothschild Asset Management (Hong Kong) Ltd.

CE No. AQC809 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond de Rothschild Asset Management (Hong Kong) Ltd., a Hong Kong-based licensed corporation with CE reference AQC809. Current licensed staff on file: 0 (total recorded over time: 21). Earliest licence on file: 2008-02-26.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2008-02-26 2017-11-16
Type 4 - Advising on securities 2016-06-15 2017-11-16
Type 9 - Asset management 2008-02-26 2017-11-16

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (21)

Active on date
Name Activities First licensed To
Pascal Pierre Charlot RO 1, 9 2008-02 2017-11
David Jacques Michel Gaud RO 1, 4, 9 Rep 1, 9 2008-09 2017-07
Weiwei Li 李薇薇 RO 4 Rep 4, 9 2011-07 2017-04
Na You 尤娜 Rep 4, 9 2015-07 2017-04
Thomas Gerhardt RO 1, 4, 9 2012-02 2016-09
Dandan Hua 華旦丹 Rep 4, 9 2015-08 2016-07
Pik Shan Kwok 郭碧珊 Rep 1 2015-10 2016-07
Denis Pierre Henri Lefranc RO 1, 9 2012-10 2016-07
Soo Meng Tay 鄭樹明 Rep 1 2015-10 2016-07
Sheila Shao Rep 1, 9 2010-10 2015-08
Xing Hu 胡興 Rep 9 2013-05 2015-02
Lionel Bruno Louis Errera Rep 1 2011-08 2012-12
Yi Tang 湯熠 RO 1, 9 2008-02 2012-12
Philippe Couvrecelle RO 1, 9 2008-02 2012-07
Lin Shi 石琳 Rep 9 2009-06 2011-08
Bruno Marcel Vanier RO 1, 9 2008-02 2011-08
Melissa Lee 李潔冰 Rep 1 2010-12 2011-06
Ka Ho Yip 葉家豪 Rep 9 2010-03 2011-06
Kin Foon Mok 莫健歡 Rep 1 2010-05 2010-11
Bryan Tsewei Chen Rep 1 2008-09 2010-09
Pui Wun Khoo 丘培煥 Rep 9 2008-05 2009-06
Showing 1–21 of 21

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