Tree Line Advisors (Hong Kong) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tree Line Advisors (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ANG456. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 11 (total recorded over time: 20). Earliest licence on file: 2006-06-30.
- Category:
-
Buyside · Hedge fund
- Registered address:
- Suite 1707 Two Exchange Square, 8 Connaught Place, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 - Asset management | 2006-06-30 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (20)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shu Nung Lee 李樹能 | RO 9 Rep 9 | 2018-04 | Present |
| Asit Sudhir Shah | RO 9 Rep 9 | 2007-01 | Present |
| Zaheer Abbas Sitabkhan | RO 9 | 2006-06 | Present |
| Robert Alexander Young Herries | RO 9 | 2007-01 | Present |
| Chun Ming Lam 林晉銘 | Rep 9 | 2024-12 | Present |
| Kenneth Allan Lewis Jr | Rep 9 | 2015-01 | Present |
| Prateek Maheshwari | Rep 9 | 2022-06 | Present |
| Gopi Krishna Maliwal | Rep 9 | 2006-06 | Present |
| Megha Ghanshyam Modi | Rep 9 | 2006-06 | Present |
| Sandra Sungwon Rhow | Rep 9 | 2011-03 | Present |
| Mingjun Wang 汪明君 | Rep 9 | 2018-07 | Present |
| Devika Sethi | Rep 9 | 2015-08 | 2021-07 |
| Chenbin Xu 許宸彬 | Rep 9 | 2013-03 | 2016-02 |
| Charles Alexander Frentz | Rep 9 | 2013-08 | 2015-12 |
| Sue-Joe Shin | Rep 9 | 2007-01 | 2015-12 |
| Yu Robin Wu 吳與 | Rep 9 | 2011-06 | 2015-01 |
| Pulkit Ashok Kumar Singhal | Rep 9 | 2012-10 | 2014-11 |
| Daniel Simpson Jacobs | Rep 9 | 2007-09 | 2013-03 |
| Shelma Jennifer D'Cunha | Rep 9 | 2011-06 | 2012-02 |
| Suat Wah Tan 陳雪華 | RO 9 | 2006-06 | 2009-12 |
Showing 1–20 of 20
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 1 shared activity type - 光大證券投資服務（香港）有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 1 shared activity type - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 1 shared activity type - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 1 shared activity type - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 1 shared activity type - 瑞穗證券亞洲有限公司