Full Win Securities Limited
富盛證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Full Win Securities Limited (富盛證券有限公司), a Hong Kong-based licensed corporation with CE reference ADX882. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 10).
- Category:
- Registered address:
- 11/F, Yue Shing Commercial Building, 15-16 Queen Victoria Street, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 4 - Advising on securities | Pre-2003 | 2005-01-27 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-27 |
| Type 9 - Asset management | Pre-2003 | 2005-01-27 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hung Kay Kwan 關鴻基 | RO 1 Rep 1 | 2025-12 | Present |
| Swana Mei Chun Lai 黎美珍 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Ronald Man Dong Fung 馮文讜 | RO 1, 4, 6, 9 | Pre-2003 | 2018-12 |
| Hoi Lam Ho 何海琳 | RO 1 | 2023-08 | 2025-12 |
| Yip Chai Lam 林曄際 | RO 1 Rep 1 | 2019-03 | 2019-04 |
| Hon Wai Lau 劉漢威 | RO 1 | 2019-12 | 2020-01 |
| Shu Lam Lun 倫樹霖 | RO 1 Rep 1 | 2020-01 | 2022-01 |
| Ng Fung Kinky Yuen 袁伍鳳 | RO 1 Rep 1 | 2019-11 | 2023-06 |
| Chung Kwan Lai 黎松坤 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-02 |
| Kenneth Chung Hei Lai 黎松禧 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-04 |
Showing 1–10 of 10
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1654 staff - 1 shared activity type - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1391 staff - 1 shared activity type - 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 910 staff - 1 shared activity type - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 896 staff - 1 shared activity type - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 851 staff - 1 shared activity type - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 545 staff - 1 shared activity type - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 461 staff - 1 shared activity type - 花旗環球金融亞洲有限公司
KGI Asia Limited
CE BKJ214 - 438 staff - 1 shared activity type - 凱基證券亞洲有限公司