Tang Ping Kong Limited

太平行證券有限公司
CE No. ACV070 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tang Ping Kong Limited (太平行證券有限公司), a Hong Kong-based licensed corporation with CE reference ACV070. Current licensed staff on file: 0 (total recorded over time: 30). Earliest licence on file: 2017-02-14.

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2022-10-03
Type 4 - Advising on securities 2017-02-14 2022-10-03
Type 4 - Advising on securities Pre-2003 2004-11-22
Type 6 - Advising on corporate finance Pre-2003 2004-11-22
Type 9 - Asset management 2017-02-14 2022-10-03
Type 9 - Asset management Pre-2003 2004-11-22

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (30)

Active on date
Name Activities First licensed To
Kei Chan 陳琦 RO 1, 4, 9 Rep 1 2016-09 2020-09
Ka Wai Hui 許嘉威 Rep 1, 4, 9 2017-06 2020-09
William Wong 王偉倫 RO 1, 4, 9 Rep 9 2017-08 2020-09
Ho Ching Yu 余皓晴 Rep 1, 4, 9 2019-12 2020-09
Derek Ka Wai Tsoi 蔡家威 Rep 1, 4 2017-09 2020-04
Kelvin Chun Hung Kwok 郭駿鴻 RO 1 Rep 1, 4, 9 2016-08 2020-04
Zhiqing Li 李芷卿 Rep 1, 4 2018-08 2019-05
Amy Wai Bik Chan 陳慧碧 Rep 1 2007-05 2017-09
Chun Cheong Leung 梁振昌 Rep 1, 4, 6, 9 Pre-2003 2017-09
Ming Ho Lo 盧名豪 RO 1, 4, 9 Rep 1 2016-09 2017-08
Tak Chun Ling 凌德真 RO 1, 4, 6, 9 Pre-2003 2017-03
Ping Kong Tang 鄧秉綱 RO 1, 4, 6, 9 Pre-2003 2016-12
Ping Yin Law 羅平衍 Rep 1 2003-06 2016-11
Ching Yin Law 羅靜衍 RO 1, 4, 6, 9 Pre-2003 2016-10
Ricky Lau 劉澍旻 Rep 1, 4, 6, 9 Pre-2003 2016-08
Suk Wo Lau 劉叔和 Rep 1 2011-11 2016-08
Selina Wai Ting Tang 鄧慧婷 Rep 1 2006-03 2016-08
Kam Ling Kan 簡錦齡 Rep 1, 4, 6, 9 Pre-2003 2016-08
Jason Yue Shing Tang 鄧裕城 Rep 1 2010-12 2016-08
Wing Sun Leung 梁榮燊 Rep 1 2010-08 2013-02
Hoi Hang Cheung 張凱衡 Rep 1 2011-03 2012-04
Yuet Hing Wai 韋悅卿 Rep 1, 4, 6, 9 Pre-2003 2010-10
Dominic Kwok Leung Wan 溫國樑 Rep 1 2008-09 2009-04
William Chi Kwong Tam 譚志光 Rep 1, 4, 6, 9 Pre-2003 2008-06
Yee Ming Chung 鍾雨明 Rep 1, 4, 6, 9 Pre-2003 2008-03
Lai Ho 何禮 Rep 1, 4, 6, 9 Pre-2003 2007-05
Man Kwong Tsui 徐文廣 Rep 1, 4, 6, 9 Pre-2003 2007-02
Pak Chuen Wai 韋伯銓 Rep 1, 4, 6, 9 Pre-2003 2006-03
Shek Fung Henry Chan 陳石峯 Rep 1, 4, 6, 9 Pre-2003 2003-06
Ding Man Chan 陳訂民 Rep 1, 4, 6, 9 Pre-2003 2003-04
Showing 1–30 of 30

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