Ching Yin Law
羅靜衍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yin Law (羅靜衍), a licensed former licensee with CE reference AAK096. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stellar Securities Limited 恆星證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-04 | 2021-05-01 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2016-10-31 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-12-24 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-12-24 |
| Tang Ping Kong Limited 太平行證券有限公司 |
RO | Type 9 — Asset management | present | 2003-12-24 |