ASG Brokerage Limited
亞洲環球證券經紀有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ASG Brokerage Limited (亞洲環球證券經紀有限公司), a Hong Kong-based licensed corporation with CE reference ABY539. Current licensed staff on file: 0 (total recorded over time: 16).
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2005-03-31 |
| Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-31 |
| Type 9 - Asset management | Pre-2003 | 2005-03-31 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wing Hi Lam 林永禧 | Rep 1 | 2004-02 | 2004-11 |
| Kar Leung Lam 林家良 | RO 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Siu Hung Lee 李小紅 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Wallace Sze Yiu Lam 林思耀 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Chi Wai Chan 陳志偉 | RO 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Chung Yan Ng 吳仲仁 | RO 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Cindy Shuk Kwan Lin 練淑群 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Wai Kit Lee 李偉傑 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Kit Ching Lee 李潔清 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Yin Lam Ng 吳彥霖 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-12 |
| Kate Hiu Ha Lam 林曉霞 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Kwok Tung Li 利國東 | Rep 1 | 2003-04 | 2003-10 |
| Wing Kuen Cheung 張永權 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Wai Chan 陳瑋 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Muson Shut Shing Cheung 張述誠 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Ka Ming Ng 吳家明 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
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