Yu On Securities Company Limited
裕安證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu On Securities Company Limited (裕安證券有限公司), a Hong Kong-based licensed corporation with CE reference AAH363. Current licensed staff on file: 0 (total recorded over time: 29). Earliest licence on file: 2008-01-17.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2013-12-06 |
| Type 2 - Dealing in futures contracts | 2008-01-17 | 2013-12-06 |
| Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-06 |
| Type 7 - Providing automated trading services | Pre-2003 | 2003-07-03 |
| Type 9 - Asset management | Pre-2003 | 2003-10-06 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lo Yau Cheung 張盧祐 | RO 1, 2, 4, 6, 7, 9 | Pre-2003 | 2013-12 |
| Tsz Tim Ip 葉子添 | RO 1, 2 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2013-01 |
| Kwok Hung Chan 陳國洪 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2013-01 |
| Chi Wing Lau 劉志榮 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2013-01 |
| Kim Yong Lin 連劍勇 | Rep 1, 2 | 2007-07 | 2013-01 |
| Kwok Sun Lo 盧國新 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2013-01 |
| Ping Yee Ng 伍秉彝 | Rep 1, 2, 4, 6, 7, 9 | Pre-2003 | 2013-01 |
| Ting Kwok Wong 黃定國 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2013-01 |
| Patrick Poon 潘柏狄 | Rep 1 | 2005-06 | 2012-12 |
| Wai Lam Tsang 曾偉霖 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2012-12 |
| Pui Sang Chan 陳培生 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2012-12 |
| Yiu Lung Chan 陳耀龍 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2012-12 |
| Chung Ping Choi 蔡忠平 | Rep 1 | 2010-09 | 2012-12 |
| Kin Ngan 顏乾 | Rep 1 | 2005-03 | 2012-12 |
| Bo Yin Lee 李寶賢 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2012-11 |
| Wing Pong Kwok 郭穎邦 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2012-11 |
| Lai Ming Chu 崔麗明 | Rep 1 | 2008-05 | 2011-06 |
| Sing Kit Yip 葉勝傑 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2011-05 |
| Keng Shing Lau 劉鏡成 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2011-04 |
| Wing Ho Chan 陳永豪 | Rep 1, 2 | 2008-07 | 2010-03 |
| Wing Lok Lam 林永樂 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-04 |
| Ka Chun Lau 劉嘉晉 | Rep 1 | 2006-12 | 2007-08 |
| Shek Wai Chan 陳碩瑋 | Rep 1 | 2003-11 | 2007-02 |
| Wai Lam 林煒 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2007-02 |
| Yuk Kie Wong 黃鋈祺 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-07 |
| Adrian Man Chiu Chan 陳文超 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-03 |
| Mervyn Shiu Chun Law 羅肇珍 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2004-07 |
| Pui Cho Cheung 張培初 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
| Wilfed Kwok Fai Lee 李國輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
Showing 1–29 of 29