Mervyn Shiu Chun Law
羅肇珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mervyn Shiu Chun Law (羅肇珍), a licensed former licensee with CE reference AAH354. This person has 1.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-07-24 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-07-24 |
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-10-03 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-03 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-10-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mervyn Shiu Chun Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.