Mervyn Shiu Chun Law
羅肇珍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mervyn Shiu Chun Law (羅肇珍), a licensed former licensee with CE reference AAH354. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-07-24 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-07-24 |
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-03 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-10-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
RO | Type 9 — Asset management | present | 2003-10-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 9 — Asset management | present | 2003-10-03 |