Tung Tak Securities (HK) Company Limited

同德證券(香港)有限公司

CE No. AAE666 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Tak Securities (HK) Company Limited (同德證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAE666. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 5 (total recorded over time: 8).
Category:: Sell side · Brokerage ?
Registered address:: G/F, 169 Tai Nam Street, Sham Shui Po
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	Pre-2003	2004-09-21
Type 6 - Advising on corporate finance	Pre-2003	2004-09-21
Type 9 - Asset management	Pre-2003	2004-09-21

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Kai Hung Kwok 郭啟鴻	RO 1, 4, 6, 9	Pre-2003	Present
Kai Yan Kwok 郭啟恩	RO 1, 4, 6, 9	Pre-2003	Present
Lawrence Kai Hing Kwok 郭啟興	RO 1 Rep 1	2007-04	Present
Siu Ha Kwok 郭少霞	Rep 1, 4, 6, 9	Pre-2003	Present
Siu Mei Kwok 郭少微	Rep 1, 4, 6, 9	Pre-2003	Present
Kai Ming Kwok 郭啟明	Rep 1, 4, 6, 9	Pre-2003	2017-01
Sut Fong Ho 何雪芳	Rep 1	2011-03	2014-05
Bo Wing Kwok 郭保榮	Rep 1	2011-07	2014-02