Tisco Securities Hong Kong Limited

得士可證券香港有限公司
CE No. AAE412 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tisco Securities Hong Kong Limited (得士可證券香港有限公司), a Hong Kong-based licensed corporation with CE reference AAE412. Current licensed staff on file: 0 (total recorded over time: 25).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 2008-07-10
Type 4 - Advising on securities Pre-2003 2008-07-10
Type 6 - Advising on corporate finance Pre-2003 2005-11-17
Type 9 - Asset management Pre-2003 2005-11-17

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (25)

Active on date
Name Activities First licensed To
Umaporn Dachavijit RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2008-06
Kin Lam Lee 李健林 RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2008-06
Cheuk Wa Chan 陳卓華 Rep 1 2004-05 2007-02
Kriengkrai Mongkolthanit RO 1, 4 Rep 1, 4, 6, 9 Pre-2003 2007-02
Wai Cheong Chan 陳偉昌 Rep 1, 4, 6, 9 Pre-2003 2006-07
Siu Tong Cheung 張兆棠 Rep 1, 4, 6, 9 Pre-2003 2006-07
Wilson Ho Chu Lam 林灝柱 RO 1, 4, 6, 9 Pre-2003 2006-07
Yoshikazu Shikita 敷田義和 Rep 1 2005-03 2006-07
Hiroyuki Arai Rep 1 2005-10 2006-07
Wai Keung Fung 馮偉強 Rep 1, 4, 6, 9 Pre-2003 2006-06
Toshiyuki Okada 岡田敏行 Rep 1 2005-11 2006-06
Shun Hung Yam 任順鴻 Rep 1, 4, 6, 9 Pre-2003 2006-06
Kenneth Chen 陳子鍵 Rep 1 2006-02 2006-04
Suet Ching Lie 李雪晶 Rep 4 2005-05 2006-04
Wai Hang Ngan 顏偉恆 Rep 1 2005-03 2006-02
Chun Ming Chu 朱振明 Rep 4, 6, 9 Pre-2003 2005-09
Man Hong Yue 余文康 Rep 1 2004-05 2005-09
Wing Fai Kwok 郭永輝 Rep 1, 4, 6, 9 Pre-2003 2005-03
Edmond Shui Wing Liu 廖瑞榮 Rep 1, 4, 6, 9 Pre-2003 2004-12
Praphant Eurwongpravit RO 1, 4, 6, 9 Pre-2003 2004-07
James Chun Man Yu 余鎮民 Rep 1, 4, 6, 9 Pre-2003 2004-05
Pui Ming Lam 林沛明 Rep 1, 4, 6, 9 Pre-2003 2004-03
Emenry Pui Ling Wong 黃佩玲 Rep 1, 4, 6, 9 Pre-2003 2004-02
Lai Heng Tse 謝禮恆 Rep 1, 4, 6, 9 Pre-2003 2003-12
Weerawan Aksorakul Rep 1, 4, 6, 9 Pre-2003 2003-04
Showing 1–25 of 25

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