Edmond Shui Wing Liu
廖瑞榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Shui Wing Liu (廖瑞榮), a licensed former licensee with CE reference AAE181. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-15 | 2014-01-27 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-15 | 2009-12-09 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-06 | 2008-03-31 |
| Lehin Securities Limited 利興股票有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-03 | 2007-02-26 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-16 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-11 |