Edmond Shui Wing Liu
廖瑞榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmond Shui Wing Liu (廖瑞榮), a licensed former licensee with CE reference AAE181. This person has 10.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-15 | 2014-01-27 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-15 | 2009-12-09 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-06 | 2008-03-31 |
| Lehin Securities Limited 利興股票有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-03 | 2007-02-26 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-16 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Edmond Shui Wing Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.