Pui Ming Lam
林沛明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ming Lam (林沛明), a licensed former licensee with CE reference AGB110. This person has 7.9 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| A.H. International Limited | RO | Type 1 - Dealing in securities | 2007-03-13 | 2011-03-14 |
| A.H. International Limited | RO | Type 4 - Advising on securities | 2006-03-22 | 2011-03-14 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-17 | 2006-03-17 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-20 | 2006-03-17 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-30 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-11 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-11 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-11 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Ming Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.