Hongkong and Shanghai Banking Corporation Limited, The

香港上海滙豐銀行有限公司

CE No. AAA523 Registered institution Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongkong and Shanghai Banking Corporation Limited, The (香港上海滙豐銀行有限公司), a Hong Kong-based registered institution with CE reference AAA523. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 0 (total recorded over time: 0). Earliest licence on file: 2008-07-23.
Category:: Sell side · Wealth management
Registered address:: Level 10 HSBC Main Building, 1 Queen's Road Central
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 2 - Dealing in futures contracts	2010-01-22	present
Type 4 - Advising on securities	Pre-2003	present
Type 5 - Advising on futures contracts	2008-07-23	present
Type 6 - Advising on corporate finance	Pre-2003	present
Type 9 - Asset management	2013-07-26	present
Type 7 - Providing automated trading services	Pre-2003	2004-07-21
Type 9 - Asset management	Pre-2003	2006-11-24