Hong Kong SFC Licensed Individuals Directory

Yu Kan Chan CE BTE608 - ceased Tingxi Chen CE BTL547 - ceased Ji (SFC:BTW730) Cui CE BTW730 - active, Moelis & Company Asia Limited Chao (SFC:BTY211) Chen CE BTY211 - ceased Xiaozhuang Chen CE BUM387 - ceased Yi Yang Chew CE BVL839 - ceased Ming Dong CE ACB082 - ceased Daniel Donald de Lange CE AFH019 - ceased Roderick McEwan Dickson CE AHD924 - ceased Mark Patrick Hay Davison CE AJD531 - ceased Dorothy Ying Dong CE AJE467 - ceased Jean-Marc Dreyer CE ALD378 - ceased Rong Dai CE AMN746 - ceased Guorui Deng CE AND458 - ceased Xiaodong Duan CE ANH047 - ceased Min (SFC:AOB809) Ding CE AOB809 - ceased Ruifeng Dai CE AOD109 - ceased Longna Deng CE AQE997 - ceased Jingyi (SFC:ARP036) Ding CE ARP036 - ceased Thanh-Mai Duong CE AUW527 - ceased Steven Rodney Drake CE AYO782 - ceased Ewan Stewart Davis CE AYR063 - ceased Bowen Ding CE AZY957 - ceased Ke Dong CE BAI299 - ceased Katherine Jane Delaney CE BBN879 - ceased Xi Dai CE BEL250 - ceased Stanislas Paul F M B de Tinguy Du Pouet CE BGR299 - ceased Yining (SFC:BHZ132) Dai CE BHZ132 - ceased Xiang Du CE BIA070 - ceased Dylan Rafael Dsouza CE BIN993 - ceased Chaojing Dong CE BJI628 - ceased Chunhua Dai CE BOI339 - ceased Conghui Duan CE BQF177 - ceased Yifan Ding CE BQG398 - ceased Yihang Diao CE BRO863 - ceased Xinyi Deng CE BSA374 - ceased Shuai (SFC:BSM251) Dong CE BSM251 - ceased Xi (SFC:BVD537) Dai CE BVD537 - ceased Changxun Dai CE BWB851 - ceased Hobart Lee Epstein CE AED016 - ceased David Gordon Eastlake CE AEQ526 - ceased Rohit Elhence CE AMO580 - ceased Henry Richard Francis Elphick CE ATS624 - ceased Magnus Engvall CE BMU995 - ceased Nicolas Erik Arpad Ewert CE BNU708 - ceased Alex Joseph Earl CE BPX745 - ceased Nellie Kut Man Fong Wong CE ABL711 - ceased Tingmei Fu CE ABV449 - ceased Kwai Ming Fung CE ADK045 - ceased Catherine See Mun Fung CE ADO295 - ceased Keyan Fan CE AFD968 - ceased Lixing Fan CE AJO112 - ceased Elsie On Sin Fok CE ALL915 - ceased Chunlin Feng CE AMH475 - ceased Xiaowei Fan CE ANM927 - ceased Xudong Fang CE ANZ532 - ceased Dominic Peter Freely CE AOL670 - ceased Jeremy James Fearnley CE APG492 - ceased Xin Feng CE AUV420 - ceased Kit Han Fan CE AVK794 - ceased Wei (SFC:AWI297) Feng CE AWI297 - ceased Charles Chi Yuen Fan CE AYQ546 - ceased Joshua Lawrence Freitas CE AYQ757 - ceased Zheng Fu CE AYR218 - ceased Peng Fan CE AYV779 - ceased Qiang (SFC:AYV780) Fu CE AYV780 - ceased Ying Fan CE AZN142 - ceased Tsit Fong CE BAC180 - ceased Claes Henrik Forman CE BAL225 - ceased Tong Fu CE BBK351 - ceased Mingzi Fan CE BCR035 - ceased Mei Fung Fung CE BDY944 - ceased Nereida Flannery CE BFV905 - ceased Hongtao Fan CE BHO375 - ceased Ming Cheung Fok CE BIA036 - ceased Xianjie Feng CE BIY695 - ceased Bo Fu CE BMW887 - ceased Hanbo Fu CE BNJ330 - ceased Chun Yuen Fung CE BNR004 - ceased Siu Kwun Foster Fung CE BNU555 - ceased Yeuk Yorke Fok CE BOJ066 - ceased Qianzhu Fan CE BOJ408 - ceased Xinglei Feng CE BQG528 - ceased Kuan Na Foong CE BRV124 - ceased Changqing Fan CE BSM250 - ceased Enze Feng CE BTY378 - ceased Bonnie Wing-Yun Fan CE BUD307 - ceased Xule Feng CE BXF345 - ceased Rui (SFC:AGO591) Guo CE AGO591 - ceased Marium Ghafur CE AHF902 - ceased Fang Gan CE AHK041 - ceased Gavin Howard Geminder CE AHT434 - ceased Ji Pinn Goh CE AIU384 - ceased Zhaoyu Gui CE ALG492 - ceased Haiming Gao CE ALG507 - ceased Jianqiu Ge CE ALR860 - ceased Chenxi Gao CE ANR810 - ceased Vivian Yi Gu CE AQO163 - ceased Dechun Gu CE AQQ831 - ceased Xiaocheng Gong CE ASM445 - ceased Jia-Horng Guo CE ASP571 - ceased Peng Gu CE AWE910 - ceased Jingxia Gao CE AXP596 - ceased Jonathan Chin Jer Gan CE AXS794 - ceased Chuanju Gao CE AXV654 - ceased Yi Hong Guan CE AYG074 - ceased Piyush (SFC:AYY894) Gupta CE AYY894 - ceased Tianyu (SFC:AZC155) Gao CE AZC155 - ceased Shuai Guo CE AZF998 - ceased Khee Hong Goh CE AZH647 - ceased Yan (SFC:AZL267) Guo CE AZL267 - ceased Ke (SFC:BAC325) Gu CE BAC325 - ceased Johnathan Zhao-Hong Giang CE BAH719 - ceased Qun (SFC:BDU993) Guo CE BDU993 - ceased Jiazhen Gu CE BDU994 - ceased Chenchen Gu CE BEW619 - ceased Olivier Thierry Jacques Jean Gibert CE BFK689 - ceased Haibo Gong CE BGE811 - ceased Hsien-Yu Stephen Gong CE BIG067 - ceased Yumeng Gu CE BIV321 - ceased Jiayang Gao CE BJI780 - ceased Gasangduojie CE BLY484 - ceased Zhi Qiang Goh CE BMO079 - ceased Zhaoquan Gao CE BMR628 - ceased Haitham Alexander Ghattas CE BMX679 - ceased Tuo Ge CE BNF813 - ceased Tianxiao Guo CE BOC664 - ceased Xuyang Gao CE BOZ651 - ceased Zidong Guo CE BPG211 - ceased Rachel Anna Glenn CE BPX743 - ceased Kapil Gupta CE BPY730 - ceased Yihan Guo CE BQM382 - ceased Yuanjing Guo CE BQV972 - ceased Fei (SFC:BSF103) Gao CE BSF103 - ceased Xinyue Ge CE BSL980 - ceased Weilong Gao CE BTO778 - ceased Chenyang Guan CE BUB251 - ceased Ya (SFC:BVE002) Gao CE BVE002 - ceased Huajie Gui CE BVG116 - ceased Wenlu Guo CE BVQ745 - ceased Qi Ge CE BWV098 - ceased Jiaqi Guo CE BWX509 - ceased Chengyi Gong CE BXH706 - ceased King Man (SFC:AAA243) Hui CE AAA243 - ceased Daniel Chuen Kin Hui CE ABA951 - ceased Christopher Wing On Ho CE ABF864 - ceased Helen Yuen Yee Ho CE ABS186 - ceased Phuoc Hong Huynh CE ABZ955 - ceased David Richard Halperin CE ACD450 - ceased Ping (SFC:BWN160) Li CE BWN160 - active, BAI Capital HK Management Limited Yu (SFC:BSX448) Long CE BSX448 - active, BAI Capital HK Management Limited Aaryaman Dutt CE BXU143 - active, Goldman Sachs (Asia) L.L.C. Qinan Li CE BXS804 - active, HSBC Broking Futures (Hong Kong) Limited Zhichao Zhou CE BXO172 - active, Haitong International Research Limited Ho Yin (SFC:BXS158) Kan CE BXS158 - active, Hang Seng Investment Management Limited Ho Yeung Chan CE BXO102 - active, Phillip Commodities (HK) Limited Denghua Peng CE BVV104 - active, SDIC Securities Asset Management (Hong Kong) Limited Nuotong Li CE BXP432 - active, Shenzhen Capital (International) Asset Management Company Limited Chun Yin Fong CE BXQ147 - active, Solo Securities Limited Ning (SFC:BWT451) Fang CE BWT451 - active, Tianlong Capital Management Limited Qizhi Zhang CE BXF892 - active, VERACITY INVESTMENT CO., LIMITED Austen Sun CE BRU866 - active, Verition Advisors (Hong Kong) Limited Shi He CE BXT726 - active, Y-Intercept (Hong Kong) Limited Zhigang Cai CE BXL940 - active, China International Capital Corporation Hong Kong Securities Limited Shih-Fu Chiang CE BXU400 - active, Carret Private Capital Limited Qinliang Huang CE BXJ256 - active, China Galaxy International Securities (Hong Kong) Co., Limited Xiaojun Huang CE BXN262 - active, China Galaxy International Securities (Hong Kong) Co., Limited Yuan Kang CE BXH883 - active, China Galaxy International Securities (Hong Kong) Co., Limited Yuze Liu CE BXU080 - active, Carret Private Capital Limited Cheng (SFC:BXH702) Ma CE BXH702 - active, China Galaxy International Securities (Hong Kong) Co., Limited Jialu Qiu CE BXI649 - active, China Galaxy International Securities (Hong Kong) Co., Limited Hao (SFC:BXH884) Zheng CE BXH884 - active, China Galaxy International Securities (Hong Kong) Co., Limited Xinyang (SFC:BXS875) Zhang CE BXS875 - active, China International Capital Corporation Hong Kong Securities Limited Wenjing Liu CE BXO318 - active, AWM Asset Management Limited Zi Xin Wu CE BXO433 - active, Avalok Capital Limited Zhengyang Yao CE BXM157 - active, CLSA Limited Felicia Yee Ching Hui CE ACS088 - ceased Jerry Hsien Hua Huang CE ADG729 - ceased Damian Richard Hills CE ADR689 - ceased Samantha Wai Man Hon CE AEA196 - ceased Chi Yuan Huang CE AEF323 - ceased Zhijian (SFC:AEM467) Huang CE AEM467 - ceased Bonita Wai Man Ho CE AEU132 - ceased Man Kay Ho CE AEW982 - ceased Wai Ip (SFC:AFK638) Ho CE AFK638 - ceased Cheuk Yin (SFC:AFR193) Ho CE AFR193 - ceased Yao Fen Hung CE AGL889 - ceased Yi Jui Hsu CE AHP735 - ceased Gillis Lockwood Heller CE AHX687 - ceased Cindy Man Wai Ho CE AIZ250 - ceased Zhao Danny He CE AJL487 - ceased Lingtian Hou CE AKI603 - ceased Ivan Chun Tung Ho CE AKS961 - ceased Mei Hui CE ALF259 - ceased Angela Ka Yee Ho CE ALI576 - ceased Ellen Ruth Herman CE ALQ521 - ceased Fang (SFC:ALW209) He CE ALW209 - ceased Cheng Hu CE ALW539 - ceased Qi He CE ALY552 - ceased Huimin Hua CE AMJ219 - ceased David George Holmes CE AMK095 - ceased Haiyuan Hu CE AMV042 - ceased Kim Ching Ho CE AMZ013 - ceased George Xiaogang He CE ANE282 - ceased Eric Ka Yeung Ho CE ANU076 - ceased Chi Wah Hui CE AON322 - ceased In Sung Hwang CE AON702 - ceased Liaoyuan He CE APS260 - ceased Yi-Fen Hsu CE AQE962 - ceased Jizheng Han CE AQI107 - ceased Xiaoping Hong CE AQJ449 - ceased Wei-Li Hsu CE AQJ841 - ceased Jaye Han CE AQO179 - ceased Wei (SFC:AQS353) Huang CE AQS353 - ceased Ricky Yiu Hang Ho CE ARA413 - ceased Chang Yu Hu CE ARD370 - ceased Wai Pan Hui CE ART695 - ceased Rui (SFC:ASM444) Huan CE ASM444 - ceased Qin (SFC:ASP249) Huang CE ASP249 - ceased Kavi Kishin Harilela CE AUH928 - ceased Xu (SFC:AUH929) Han CE AUH929 - ceased Florence Wai Ying Hui CE AUW505 - ceased Qian (SFC:AVP106) He CE AVP106 - ceased Tat Heng Frederick Ho CE AVW122 - ceased Yuchun Hu CE AWO392 - ceased Shih-Hsuan Hsia CE AXI231 - ceased Cheuk Ho Hui CE AXX145 - ceased Likun Huang CE AYF198 - ceased Justin Hwa CE AYG712 - ceased Ya Chuan Huang CE AYN975 - ceased Nicolas Remy Philippe Marie Husson CE AYO972 - ceased Chiao-Feng Hung CE AYP981 - ceased Victor Weited Hsu CE AYV484 - ceased Gang Han CE AYV551 - ceased John Yan Ho Ho CE AYV782 - ceased Aobo Huang CE AZC764 - ceased Duo Huang CE AZC808 - ceased Fiona Kan Sum Hui CE AZC809 - ceased Christopher David Hignell CE AZH644 - ceased Jonathan Ying -Chieh Heng CE AZH645 - ceased Xiaofan He CE AZH646 - ceased Rui (SFC:AZO993) Huang CE AZO993 - ceased Jia (SFC:BAA279) Hu CE BAA279 - ceased Biao He CE BAB482 - ceased Eda Yee Yee He CE BAF816 - ceased Tianrui (SFC:BAU505) Hu CE BAU505 - ceased Mara Hui CE BBB591 - ceased Yang Hai CE BBW691 - ceased Yu Hang Hui CE BCD623 - ceased Wade Kam Chung Ho CE BCN812 - ceased