Kapil Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kapil Gupta ( ), a licensed former licensee with CE reference BPY730. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2020-09-15 | 2021-01-08 |