Jia-Horng Guo
郭嘉宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jia-Horng Guo (郭嘉宏), a licensed former licensee with CE reference ASP571. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2017-01-27 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-10-12 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-12-02 | 2016-03-04 |