Samantha Wai Man Hon
韓慧文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samantha Wai Man Hon (韓慧文), a licensed former licensee with CE reference AEA196. This person has 9.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2019-02-12 | 2021-12-29 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2019-02-12 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2016-12-18 |