Oberweis Asset Management (Hong Kong) Limited

CE No. BMU928 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oberweis Asset Management (Hong Kong) Limited (), a Hong Kong-based licensed corporation with CE reference BMU928. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 6). Earliest licence on file: 2018-07-26.

Registered address

Room 4402, Level 44, Champion Tower, Three Garden Road, Central

Licence history

ActivityFromTo
Type 9 — Asset management 2018-07-26 present

Licensed staff (all-time) (6)
Active on date

Name Activities First licensed To
Patrick Brian Joyce RO 9 2018-07 2022-12
James Walter Oberweis RO 9 2018-07 Present
Ronghua Wang 王荣華 RO 9 2018-07 Present
Xin (SFC:BMV558) Yu 余欣 RO 9 2018-07 2018-11
Fangwen Zhou 周芳雯 RO 9 2018-07 Present
Yun (SFC:BGW787) Chen 陳韵 Rep 9 2019-10 2023-03
Showing 1–6 of 6

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司

Related