Yun Chen
陳韵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Chen (陳韵), a licensed former licensee with CE reference BGW787. This person has 7.0 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oberweis Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2019-10-08 | 2023-03-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-21 | 2019-08-01 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Yun Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| James Walter Oberweis | Oberweis Asset Management (Hong Kong) Limited | 2019–2023 |
| Ronghua Wang | Oberweis Asset Management (Hong Kong) Limited | 2019–2023 |
| Fangwen Zhou | Oberweis Asset Management (Hong Kong) Limited | 2019–2023 |
| Patrick Brian Joyce | Oberweis Asset Management (Hong Kong) Limited | 2019–2022 |