Xiaoyuan Wo

沃小園
CE No. BFD626 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoyuan Wo (沃小園), a licensed former licensee with CE reference BFD626. This person has 2.0 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Swiss China Capital Limited Rep Type 1 - Dealing in securities 2015-04-01 2017-04-07
Swiss China Capital Limited Rep Type 4 - Advising on securities 2015-04-01 2017-04-07
Swiss China Capital Limited Rep Type 9 - Asset management 2015-04-01 2017-04-07

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoyuan Wo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Laurent Bernard Kretz Swiss China Capital Limited 2015–2017
Philippe Olivier Kretz Swiss China Capital Limited 2015–2017
Gregor Abraham Conrad Swiss China Capital Limited 2015–2017
Mi Zhou Swiss China Capital Limited 2015–2017
Julian Gregory Laurin Swiss China Capital Limited 2015–2017
Jiahua Chen Swiss China Capital Limited 2015–2017
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