Sai Hung Wong
黃世雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Hung Wong (黃世雄), a licensed former licensee with CE reference AAH021. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2013-05-08 | 2014-04-30 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-08-16 | 2011-12-07 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
RO | Type 4 — Advising on securities | 2009-07-22 | 2011-12-07 |
| SINO-CEEF Capital Management Company Limited 世福資本管理有限公司 |
RO | Type 9 — Asset management | 2009-07-22 | 2011-12-07 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 4 — Advising on securities | 2008-05-05 | 2011-12-07 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 — Asset management | 2008-05-05 | 2011-12-07 |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
RO | Type 4 — Advising on securities | 2007-02-15 | 2007-09-03 |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
RO | Type 9 — Asset management | 2007-02-15 | 2007-09-03 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-12-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-12-31 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2005-12-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2005-12-31 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-12-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-12-31 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-12 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-02-12 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 |
RO | Type 9 — Asset management | present | 2005-12-31 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RO | Type 9 — Asset management | present | 2005-12-31 |