Kuo-Hao Lin
林國皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuo-Hao Lin (林國皓), a licensed former licensee with CE reference AXC643. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-25 | 2025-10-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-25 | 2025-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-03 | 2020-11-25 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-03 | 2020-11-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-03 | 2020-11-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-10-03 | 2013-11-01 |
| Cowen Structured Products Hong Kong Limited |
Rep | Type 1 - Dealing in securities | 2011-05-03 | 2011-09-02 |