Kuo-Hao Lin
林國皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kuo-Hao Lin (林國皓), a licensed former licensee with CE reference AXC643. This person has 14.2 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-02-25 | 2025-10-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-02-25 | 2025-10-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-03 | 2020-11-25 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-03 | 2020-11-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-10-03 | 2020-11-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-10-03 | 2013-11-01 |
| Cowen Structured Products Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2011-05-03 | 2011-09-02 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Kuo-Hao Lin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| George Michel Lucien la Branche IV | Cowen Structured Products Hong Kong Limited | 2011 |
| Raino Allen Saari | Cowen Structured Products Hong Kong Limited | 2011 |