David Isaac Mann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Isaac Mann ( ), a licensed former licensee with CE reference AMV257. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-18 | 2010-11-18 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-04 | 2010-11-18 |
| Cowen Structured Products Hong Kong Limited |
Rep | Type 1 - Dealing in securities | 2009-06-17 | 2009-07-21 |
| Cowen Structured Products Hong Kong Limited |
RO | Type 1 - Dealing in securities | 2006-10-20 | 2009-06-17 |