George Michel Lucien la Branche IV
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Michel Lucien la Branche IV, a licensed former licensee with CE reference AMV255. This person has 1.8 years of SFC licence history. Total licence records on file: 1.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cowen Structured Products Hong Kong Limited | RO | Type 1 - Dealing in securities | 2010-01-29 | 2011-11-30 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as George Michel Lucien la Branche IV during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Raino Allen Saari | Cowen Structured Products Hong Kong Limited | 2010–2011 |
| Kuo-Hao Lin | Cowen Structured Products Hong Kong Limited | 2011 |