Hoi Chung Mok
莫海忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Chung Mok (莫海忠), a licensed former licensee with CE reference AEE172. This person has 2.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-03-02 | 2011-05-03 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-03-02 | 2011-05-03 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-02 | 2011-05-03 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-02 | 2011-05-03 |
| Cowen Structured Products Hong Kong Limited | RO | Type 1 - Dealing in securities | 2006-10-20 | 2007-03-09 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-31 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-31 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-31 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hoi Chung Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.