Hoi Chung Mok
莫海忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Chung Mok (莫海忠), a licensed former licensee with CE reference AEE172. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-03-02 | 2011-05-03 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-03-02 | 2011-05-03 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-02 | 2011-05-03 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-02 | 2011-05-03 |
| Cowen Structured Products Hong Kong Limited |
RO | Type 1 - Dealing in securities | 2006-10-20 | 2007-03-09 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-12-31 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-31 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-12-31 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-31 |