Ross James Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ross James Moore, a licensed former licensee with CE reference AMV249. This person has 1.8 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cowen Structured Products Hong Kong Limited | RO | Type 1 - Dealing in securities | 2008-01-18 | 2009-10-20 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Ross James Moore during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| David Isaac Mann | Cowen Structured Products Hong Kong Limited | 2008–2009 |
| Raino Allen Saari | Cowen Structured Products Hong Kong Limited | 2009 |