Ross James Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ross James Moore ( ), a licensed former licensee with CE reference AMV249. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cowen Structured Products Hong Kong Limited |
RO | Type 1 - Dealing in securities | 2008-01-18 | 2009-10-20 |