Katherine King Wai Ip Yuen
葉阮琼惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine King Wai Ip Yuen (葉阮琼惠), a licensed former licensee with CE reference AAC343. This person has 19.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soo Pui Chen Securities Limited 蘇佩瓚證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-06-12 | 2023-05-31 |
| Soo Pui Chen Securities Limited 蘇佩瓚證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-28 | 2018-06-12 |
| Yieldful Securities Limited 耀豐證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-24 | 2017-08-02 |
| Katherine Ip & Company 葉阮瓊惠公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-03-24 |
| Katherine Ip & Company 葉阮瓊惠公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-04 |
| Katherine Ip & Company 葉阮瓊惠公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-04 |
| Katherine Ip & Company 葉阮瓊惠公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-04 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Katherine King Wai Ip Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuet Wah Wong | Yieldful Securities Limited | 2005–2017 |
| Ching Choy Lee | Yieldful Securities Limited | 2005–2017 |
| Ka Ming Chu | Soo Pui Chen Securities Limited | 2018–2023 |
| Simon Shiu Cheung Soo | Soo Pui Chen Securities Limited | 2018–2023 |
| Pik Yu Kwok | Soo Pui Chen Securities Limited | 2018–2023 |
| Eleanor Wai Man Yuen | Katherine Ip & Company | 2003–2004 |
| Kin Hung Tam | Soo Pui Chen Securities Limited | 2023 |
| Miranda Kai Hang Lee | Soo Pui Chen Securities Limited | 2023 |
| Dixon Tit Chu Poon | Yieldful Securities Limited | 2017 |
| Cheuk Nam Ma | Yieldful Securities Limited | 2017 |
| King Fai Cheung | Yieldful Securities Limited | 2017 |
| Hung Kin Soo | Soo Pui Chen Securities Limited | 2018 |