Alan Kin Shing Li
李建承
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Kin Shing Li (李建承), a licensed former licensee with CE reference ANR250. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-04 | 2008-11-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-04 | 2008-11-20 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-19 | 2007-09-27 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-05 | 2007-10-18 |