Ernie Shuk Yee Wu
胡淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernie Shuk Yee Wu (胡淑儀), a licensed former licensee with CE reference AFU867. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-31 |
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-21 |
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-21 |
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-21 |