Sinochem Kingsway Asset Management Limited

CE No. ACU446 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sinochem Kingsway Asset Management Limited, a Hong Kong-based licensed corporation with CE reference ACU446. Current licensed staff on file: 0 (total recorded over time: 13).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities Pre-2003 2004-12-02
Type 6 - Advising on corporate finance Pre-2003 2010-01-18
Type 9 - Asset management Pre-2003 2010-01-18

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (13)

Active on date
Name Activities First licensed To
Chun Fai Cheung 張振輝 Rep 9 2009-05 2009-11
Yonglang Lei 雷永朗 RO 6, 9 Pre-2003 2009-11
Jing Li 李京 Rep 6, 9 2006-11 2009-11
Edmund Wong 黃毅文 RO 9 Rep 6, 9 2006-12 2009-11
William Wai Leung Wu 胡偉亮 RO 6 2006-12 2009-11
John Chuen Wah Tran 陳傳華 RO 9 2007-06 2009-09
Ronald Kwok Chien To 杜國鍵 RO 6, 9 2006-06 2007-01
Rebecca Yuk Fung Lau Wong 劉黃玉鳳 RO 6, 9 2005-05 2006-12
Patrick Sun 辛定華 RO 6, 9 2005-08 2006-06
William Ka Chung Lam 林家璁 RO 6, 9 2005-06 2006-04
Ming Kwan Wan 溫明坤 RO 6, 9 Rep 4, 6, 9 Pre-2003 2006-02
Tak Ming Chung 鍾德明 RO 6, 9 Pre-2003 2005-05
Zhi Yu 于志 Rep 4, 6, 9 Pre-2003 2005-04
Showing 1–13 of 13

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