Po Lee Securities Limited
寶利證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Po Lee Securities Limited (寶利證券有限公司), CE reference AAZ886. Currently licensed for regulated activity type(s) 1. Current licensed staff on file: 4.
Registered address
Room 3518, 35/F, West Tower, Shun Tak Centre, 168-200 Connaught Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2005-01-25 |
| Type 6 — Advising on corporate finance | present | 2005-01-25 |
| Type 9 — Asset management | present | 2005-01-25 |
Licensed staff (4)
As of
| Name | Activities | Since |
|---|---|---|
| David Tai Wai Chan 陳大偉 | RO 1 | Pre-2003 |
| Xinxin Guo 過欣欣 | RO 1 | 2024-11 |
| Xiaoyan Luo 羅小燕 | Rep 1 | 2025-12 |
| Qian (SFC:BPH416) Wang 王茜 | Rep 1 | 2025-07 |
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