Chi Chiu Kwan
關智超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chiu Kwan (關智超), a licensed former licensee with CE reference AAG124. This person has 16.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2019-11-04 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-01-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-26 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-11-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-26 |
| Kwong Fat Hong (Securities) Limited 廣發行證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-26 |
| Siu Yip Commodity Limited 兆業商品有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-26 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Chiu Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.