Chi Chiu Kwan

關智超
CE No. AAG124 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chiu Kwan (關智超), a licensed former licensee with CE reference AAG124. This person has 16.6 years of SFC licence history. Total licence records on file: 7.

Information

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Licence history

FirmRoleRegulated activityFromTo
Kwong Fat Hong (Securities) Limited
廣發行證券有限公司
RO Type 1 - Dealing in securities Pre-2003 2019-11-04
Siu Yip Commodity Limited
兆業商品有限公司
RO Type 2 - Dealing in futures contracts Pre-2003 2007-01-26
Kwong Fat Hong (Securities) Limited
廣發行證券有限公司
RO Type 4 - Advising on securities Pre-2003 2004-11-26
Siu Yip Commodity Limited
兆業商品有限公司
RO Type 5 - Advising on futures contracts Pre-2003 2004-11-26
Kwong Fat Hong (Securities) Limited
廣發行證券有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2004-11-26
Kwong Fat Hong (Securities) Limited
廣發行證券有限公司
RO Type 9 - Asset management Pre-2003 2004-11-26
Siu Yip Commodity Limited
兆業商品有限公司
RO Type 9 - Asset management Pre-2003 2004-11-26

Worked alongside

The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Chiu Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Florence Yau Hing Cham Kwong Fat Hong (Securities) Limited 2003–2019
Wing Hung Pang Kwong Fat Hong (Securities) Limited 2003–2017
Man Lee Ko Kwong Fat Hong (Securities) Limited 2003–2019
Chi Shing Chan Kwong Fat Hong (Securities) Limited 2003–2019
Chiu Yin Chan Kwong Fat Hong (Securities) Limited 2003–2019
Moon Wing Ip Kwong Fat Hong (Securities) Limited 2003–2019
Man Hung Kwan Kwong Fat Hong (Securities) Limited 2003–2019
Tsz Yuen Cheng Kwong Fat Hong (Securities) Limited 2003–2016
Allen Yau Nam Cham Kwong Fat Hong (Securities) Limited 2003–2009
Edmond Yau Bun Cham Kwong Fat Hong (Securities) Limited 2003–2013
Lai Kuen Hung Kwong Fat Hong (Securities) Limited 2003–2010
Kathy Hoi Kay Cham Kwong Fat Hong (Securities) Limited 2009–2019
Arthur Yau Tong Cham Kwong Fat Hong (Securities) Limited 2009–2019
Stephen Yan Tai Leung Kwong Fat Hong (Securities) Limited 2003–2005
Chi Fung Lok Kwong Fat Hong (Securities) Limited 2011–2019
Wendy Wai Ying Lo Kwong Fat Hong (Securities) Limited 2014–2019
Wang Wai Hui Kwong Fat Hong (Securities) Limited 2003–2005
Peter Chun Cheong Tsui Kwong Fat Hong (Securities) Limited 2003–2005
Ka Lai Chan Kwong Fat Hong (Securities) Limited 2003
Explore the interactive colleague network →

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