Thomas Hergest Moxham Jarvis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Hergest Moxham Jarvis, a licensed Representative with CE reference BYO819. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 0.1 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-09-30 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2026-09-30 | present |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2026-09-30 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2026-09-30 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2026-09-30 | present |