Biao Wen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Biao Wen (溫彪), a licensed Representative with CE reference BUZ213. Currently licensed at 1 firm(s): China Orient International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 0.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-10 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-10 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-12-10 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-22 | 2024-08-30 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-22 | 2024-08-30 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-07-22 | 2024-08-30 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Biao Wen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.