Sakshi Agarwal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sakshi Agarwal, a licensed former licensee with CE reference BUA636. This person has 1.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-30 | 2026-02-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2025-05-30 | 2026-02-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-30 | 2026-02-24 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2025-05-30 | 2026-02-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-28 | 2024-01-28 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-28 | 2024-01-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-08-28 | 2024-01-28 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2023-08-28 | 2023-10-25 |