Kwok Ming Chu
朱國銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ming Chu (朱國銘), a licensed Representative with CE reference BTA142. Currently licensed at 1 firm(s): AA Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.2 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AA Capital Limited | Rep | Type 4 - Advising on securities | 2025-06-23 | present |
| AA Capital Limited | Rep | Type 9 - Asset management | 2025-06-23 | present |
| Altive Limited | Rep | Type 4 - Advising on securities | 2023-10-24 | 2025-05-30 |
| Altive Limited | Rep | Type 9 - Asset management | 2023-10-24 | 2025-05-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-29 | 2022-12-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-29 | 2022-12-15 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Ming Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Sze Yan Abby Mak | Altive Limited | 2023–2025 |
| Jinghong Cai | Altive Limited | 2023–2025 |
| Chi On Charlie Yip | Altive Limited | 2023–2025 |
| Ming Lun Alan Tse | AA Capital Limited | 2025–present |
| Chin Pang Liu | Altive Limited | 2023–2025 |
| Ho Yin Wong | Altive Limited | 2023–2025 |
| Henry Him Wai Lee | Altive Limited | 2023–2025 |
| Ting Hin Jerry Chan | Altive Limited | 2023–2024 |
| Yue Hin Cyrus Lam | AA Capital Limited | 2026–present |
| Hiu Tung Leung | Altive Limited | 2023–2024 |
| Po Han Hsu | Altive Limited | 2023–2024 |
| Hei Wa Fung | AA Capital Limited | 2025 |
| Sing Tat Wong | Altive Limited | 2023–2024 |
| Cheuk Yiu Chan | Altive Limited | 2025 |
| Sammy Kwok Loong Lo | AA Capital Limited | 2025 |
| Hou Yun Yip | Altive Limited | 2023 |
| Ki Ki Tsoi | Altive Limited | 2023 |