Dan Wang
王丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Wang (王丹), a licensed Responsible Officer with CE reference BTA037. Currently licensed at 1 firm(s): Jasper Capital Hong Kong Limited . Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.1 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jasper Capital Hong Kong Limited |
RO | Type 4 - Advising on securities | 2026-05-28 | present |
| Jasper Capital Hong Kong Limited |
RO | Type 9 - Asset management | 2026-05-28 | present |
| Jasper Capital Hong Kong Limited |
Rep | Type 4 - Advising on securities | 2026-04-22 | 2026-05-28 |
| Jasper Capital Hong Kong Limited |
Rep | Type 9 - Asset management | 2026-04-22 | 2026-05-28 |
| FINE SECURITIES LIMITED | RO | Type 1 - Dealing in securities | 2025-09-23 | 2026-04-06 |
| FINE SECURITIES LIMITED | RO | Type 4 - Advising on securities | 2025-09-23 | 2026-04-06 |
| FINE SECURITIES LIMITED | RO | Type 9 - Asset management | 2025-09-23 | 2026-04-06 |
| FINE SECURITIES LIMITED | Rep | Type 4 - Advising on securities | 2025-07-23 | 2025-09-23 |
| FINE SECURITIES LIMITED | Rep | Type 9 - Asset management | 2025-07-23 | 2025-09-23 |
| Spectrum Finance Limited 光譜金融有限公司 |
RO | Type 4 - Advising on securities | 2023-09-22 | 2025-07-14 |
| Spectrum Finance Limited 光譜金融有限公司 |
RO | Type 9 - Asset management | 2023-09-22 | 2025-07-14 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-03 | 2023-05-28 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-03 | 2023-05-28 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 - Asset management | 2023-01-03 | 2023-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Liang Liang | Spectrum Finance Limited | 2023–2025 |
| Guanying Dai | Spectrum Finance Limited | 2024–2025 |
| Chak Man Chung | FINE SECURITIES LIMITED | 2025–2026 |
| Yufei Wang | FINE SECURITIES LIMITED | 2025–2026 |
| Wenjie Gu | FINE SECURITIES LIMITED | 2025–2026 |
| Yimu Zhou | FINE SECURITIES LIMITED | 2025–2026 |
| Yunfan Jiang | FINE SECURITIES LIMITED | 2025–2026 |
| Tsz Chun Tong | Pando Finance Limited | 2023 |
| Junfei Ren | Pando Finance Limited | 2023 |
| Alan Si Huen Fung | Pando Finance Limited | 2023 |
| Shan Shan Kwok | FINE SECURITIES LIMITED | 2025–2026 |
| Zihuang Yu | FINE SECURITIES LIMITED | 2025 |
| Annie Win Yee Tse | Pando Finance Limited | 2023 |
| Ka Shing Chan | Pando Finance Limited | 2023 |
| Ting Yuen Ng | Pando Finance Limited | 2023 |
| Ya Weng | Jasper Capital Hong Kong Limited | 2026–present |
| Peng Ye | Jasper Capital Hong Kong Limited | 2026 |
| Wai Ting Kung | Pando Finance Limited | 2023 |
| Chi Hung Chen | Pando Finance Limited | 2023 |
| Benjamin Pierce Pollock | Jasper Capital Hong Kong Limited | 2026 |