Spectrum Finance Limited
光譜金融有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Spectrum Finance Limited (光譜金融有限公司), a Hong Kong-based licensed corporation with CE reference BTR656. Currently licensed for regulated activity type(s) 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 5). Earliest licence on file: 2023-09-22.
Registered address
Flat 9123, 9/F, YF Life Tower, 33 Lockhart Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | 2023-09-22 | present |
| Type 9 - Asset management | 2023-09-22 | present |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Guanying Dai 戴冠英 | RO 4, 9 Rep 4, 9 | 2024-11 | Present |
| Flannie Lan Fu 傅澜 | RO 4, 9 Rep 4, 9 | 2026-05 | Present |
| Liang Liang 梁亮 | RO 4, 9 | 2023-09 | 2026-05 |
| Dan (SFC:BTA037) Wang 王丹 | RO 4, 9 | 2023-09 | 2025-07 |
| Mei-Ling Wang 汪美玲 | RO 4, 9 | 2026-05 | Present |
Showing 1–5 of 5
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