Dan Wu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Wu (吴丹), a licensed Responsible Officer with CE reference BSQ361. Currently licensed at 1 firm(s): Zheshang International Financial Holdings Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 4 - Advising on securities | 2023-04-13 | present |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 9 - Asset management | 2023-04-13 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dan Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.