Tsz Yan Chow

周芷恩
CE No. BSG374 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yan Chow (周芷恩), a licensed former licensee with CE reference BSG374. This person has 4.5 years of SFC licence history. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Nuveen Hong Kong Limited Rep Type 1 - Dealing in securities 2022-03-23 2026-09-21
Nuveen Hong Kong Limited Rep Type 4 - Advising on securities 2022-03-23 2026-09-21

Related