Nan Chen

陳南
CE No. BRO449 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Chen (陳南), a licensed Representative with CE reference BRO449. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 4.7 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
BOCI Asia Limited
中銀國際亞洲有限公司		 Rep Type 1 - Dealing in securities 2026-05-12 present
BOCI Securities Limited
中銀國際證券有限公司		 Rep Type 1 - Dealing in securities 2026-05-12 present
BOCI Asia Limited
中銀國際亞洲有限公司		 Rep Type 6 - Advising on corporate finance 2025-03-07 present
UBS Securities Hong Kong Limited Rep Type 6 - Advising on corporate finance 2021-08-03 2024-07-31

Related