Yang Lu

陸揚
CE No. APF828 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Lu (陸揚), a licensed Representative with CE reference APF828. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 19.4 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 1 - Dealing in securities 2016-10-19 present
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 - Advising on securities 2016-10-19 present
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 6 - Advising on corporate finance 2016-10-19 present
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 - Dealing in securities 2007-07-09 present

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