Yang Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Lu (陸揚), a licensed Representative with CE reference APF828. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 19.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-19 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-10-19 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-10-19 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-09 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Hung Chan | BOCI Asia Limited | 2016–present |
| Chen Chi | BOCI Asia Limited | 2016–present |
| Zuo Qiu Fu | BOCI Asia Limited | 2016–present |
| Wai Lei | BOCI Asia Limited | 2016–present |
| Xinwei Xu | BOCI Asia Limited | 2016–present |
| Yue Xu | BOCI Asia Limited | 2016–present |
| Xuting Yao | BOCI Asia Limited | 2016–present |
| Jieli Cui | BOCI Asia Limited | 2016–present |
| Lawrence Cho Ming Lau | BOCI Asia Limited | 2016–2026 |
| Zhongjing Ruan | BOCI Asia Limited | 2016–2026 |
| Lu Chen | BOCI Asia Limited | 2016–2026 |
| Ho Chi Sit | BOCI Asia Limited | 2016–2026 |
| Yiu Kei Leung | BOCI Asia Limited | 2016–2025 |
| Kin Man Lee | BOCI Asia Limited | 2016–2025 |
| Jiajing Zhao | BOCI Asia Limited | 2016–2025 |
| Mei To | BOCI Asia Limited | 2016–2025 |
| Yang Xia | BOCI Asia Limited | 2016–2025 |
| Yuying Weng | BOCI Asia Limited | 2016–2025 |
| Pauline Wai Wah Lee | BOCI Asia Limited | 2016–2025 |
| Ka Yee Johnson Ng | BOCI Asia Limited | 2016–2025 |