Kam Ming Sun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Ming Sun (辛鑑明), a licensed Responsible Officer with CE reference AUT130. Currently licensed at 2 firm(s): BOCI Asia Limited, BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 15.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-06 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-06 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-08-16 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-05 | 2018-08-16 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-06-21 | 2018-05-02 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-10 | 2017-06-21 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-27 | 2015-07-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-03-27 | 2015-07-17 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2013-06-25 | 2013-10-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-22 | 2013-01-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-02-22 | 2013-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Ming Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ka Hung Chan | BOCI Asia Limited | 2018–present |
| Chen Chi | BOCI Asia Limited | 2018–present |
| Jieli Cui | BOCI Asia Limited | 2018–present |
| Zuo Qiu Fu | BOCI Asia Limited | 2018–present |
| Wai Lei | BOCI Asia Limited | 2018–present |
| Yang Lu | BOCI Asia Limited | 2018–present |
| Xin Ma | BOCI Asia Limited | 2018–present |
| Xinwei Xu | BOCI Asia Limited | 2018–present |
| Yue Xu | BOCI Asia Limited | 2018–present |
| Xuting Yao | BOCI Asia Limited | 2018–present |
| Tsz Yuen Poon | BOCI Asia Limited | 2018–present |
| Ho Shing Wu | BOCI Asia Limited | 2018–present |
| Lawrence Cho Ming Lau | BOCI Asia Limited | 2018–2026 |
| Zhongjing Ruan | BOCI Asia Limited | 2018–2026 |
| Lu Chen | BOCI Asia Limited | 2018–2026 |
| Ho Chi Sit | BOCI Asia Limited | 2018–2026 |
| Yiu Kei Leung | BOCI Asia Limited | 2018–2025 |
| Kin Man Lee | BOCI Asia Limited | 2018–2025 |
| Jiajing Zhao | BOCI Asia Limited | 2018–2025 |
| Hao Jiang | BOCI Asia Limited | 2019–present |