Yan Zhao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Zhao (赵妍), a licensed Representative with CE reference BRG358. Currently licensed at 1 firm(s): Hong Kong Digital Asset EX Limited. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services. This person has 3.2 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Digital Asset EX Limited 香港數字資產交易集團有限公司 |
Rep | Type 1 - Dealing in securities | 2025-02-24 | present |
| Hong Kong Digital Asset EX Limited 香港數字資產交易集團有限公司 |
Rep | Type 7 - Providing automated trading services | 2025-02-24 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-18 | 2024-06-12 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-18 | 2024-06-12 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2024-03-18 | 2024-06-12 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-08 | 2023-05-19 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-25 | 2023-05-19 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-31 | 2022-10-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.