King Wu Lam
林景湖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wu Lam (林景湖), a licensed former licensee with CE reference ANK149. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Digital Asset EX Limited 香港數字資產交易集團有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-18 | 2025-10-04 |
| Hong Kong Digital Asset EX Limited 香港數字資產交易集團有限公司 |
RO | Type 7 — Providing automated trading services | 2024-12-18 | 2025-10-04 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-04 | 2020-06-02 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-15 | 2019-12-04 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2019-08-09 | 2019-09-16 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-08-07 | 2019-09-16 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-31 | 2019-09-16 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-31 | 2019-09-16 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-07-31 | 2019-09-16 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-02-15 | 2019-09-16 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-23 | 2017-07-31 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-12-23 | 2017-07-31 |
| Chaos International Financial Limited 混沌天成國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-10 | 2016-12-09 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-15 | 2016-05-07 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-15 | 2016-05-07 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-12 | 2014-11-05 |
| CMB International Insurance Consultancy Co., Limited 招銀國際保險顧問有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-12 | 2011-12-16 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-18 | 2011-05-20 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-18 | 2011-05-20 |