Ka Chun Tai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun Tai (戴家俊), a licensed Representative with CE reference BPY617. Currently licensed at 1 firm(s): Sino-Rich Securities & Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-20 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-20 | present |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 - Asset management | 2023-10-20 | present |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-07 | 2022-10-31 |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 9 - Asset management | 2022-02-07 | 2022-10-31 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-17 | 2020-11-20 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-08-17 | 2020-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Chun Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.