Ronald Yuen
源志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Yuen (源志), a licensed Representative with CE reference BOE223. Currently licensed at 1 firm(s): South China Capital Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 5.1 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-09-22 | present |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-01-28 | 2026-05-15 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-12-18 | 2026-01-28 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-15 | 2023-11-15 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-22 | 2023-11-15 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2023-09-22 | 2023-11-15 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-18 | 2023-09-22 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-03-12 | 2023-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ronald Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.