Yi Ma
馬毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Ma (馬毅), a licensed Representative with CE reference BHX379. Currently licensed at 1 firm(s): Livermore Holdings Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 4.8 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-17 | present |
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-17 | present |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-09 | 2020-09-30 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-05-14 | 2020-09-30 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-29 | 2020-04-30 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-01-22 | 2020-04-30 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-26 | 2019-10-30 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-21 | 2019-10-30 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-21 | 2019-01-22 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-28 | 2018-07-31 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-07-28 | 2018-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yi Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.