Yi Ma
馬毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Ma (馬毅), CE reference BHX379. Currently licensed at 1 firm(s): Livermore Holdings Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-17 | present |
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-17 | present |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-09 | 2020-09-30 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-05-14 | 2020-09-30 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-29 | 2020-04-30 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-22 | 2020-04-30 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-26 | 2019-10-30 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-21 | 2019-10-30 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-08-21 | 2019-01-22 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-28 | 2018-07-31 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-28 | 2018-07-31 |