Miaozhen Xiao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miaozhen Xiao (肖妙珍), a licensed Responsible Officer with CE reference BOA217. Currently licensed at 2 firm(s): Zinvest Global Limited, Zinvest Capital Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zinvest Global Limited 尊嘉證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2025-05-26 | present |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
RO | Type 4 - Advising on securities | 2025-05-26 | present |
| Zinvest Capital Management Limited 尊嘉資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-08-18 | present |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2020-04-24 | 2025-05-26 |
| Zinvest Global Limited 尊嘉證券國際有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-24 | 2025-05-26 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-03 | 2020-02-26 |
| Splentide Capital Limited 錦泓資本有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-04 | 2020-02-26 |
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-13 | 2019-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Miaozhen Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.